A new era in regulatory compliance is about to dawn. From 1 September 2026, new Financial Conduct Authority Rules relating to non-financial misconduct come into force and their impact should not be underestimated.
Join Benedicte Perowne, Partner and Head of Regulatory and Emma O’Connor, Partner and Head of Client Training, as they discuss:-
- The changing regulatory landscape – why now?
- Impact of change: which organisations, and who within them, are affected?
- Applying the rules – “making the judgment call”
- Changes to the conduct rules
- What is the “FIT” test?
- HR interface: employment law -v- regulatory requirements
- What consequences do organisations need to be aware of
- Key risk areas and worked examples
- The challenge – senior manager responsibility
- Regulatory expectations
- Your operational checklist – Take aways and next steps
If you work in a financially regulated industry this course is for you – it is aimed at HR professionals, compliance officers and senior managers or leaders.